SEMINARS

Conflict Resolution and Negotiations In Organizations
March – June 2000

Content

Concepts and Methods of Conflict Resolution
Dr. Chip Hauss

Overview

One of the important things in conflict resolution is thinking; the reason for this is threefold:

  1. when encountering a situation of conflict we often panic, and this stops the thinking process;
  2. when we think about a conflict we usually follow a certain pattern, which limits our horizon;
  3. solving or improving a conflict requires alternative ways of thinking.

All conflicts involve differences, which could result from the following:

Interests and Values

1. Communication-Information

disagreement about facts, perceptions or values

2. Behavioral

conflicts can turn violent; on an international level conflicts may lead to war;

3. Emotional (the most difficult component)

decrease in happiness, fear, anger, frustration

One should also always bear in mind that every conflict has outcomes, which could take the following forms:

  • Conflict could be destructive: lose-lose.
  • Conflict could reach an impasse.
  • Conflict could be an opportunity for growth and improvement: win-win.
  • Conflict could result in a win-lose situation, the most common outcome.

The word crisis is derived from the Greek word ‘Krises’, which means turning point. A crisis can be a danger or an opportunity and occurs in every conflict’s lifecycle, which usually consists of the following stages:


Example:

Point 1: France and Germany.

Point 2: Preventive diplomacy, the best stage at which to begin involvement.

Point 3: Violent confrontation or war.

Point 4: Cessation of the confrontation; a no-win situation occurs at the point were both sides know that they will not win.

Point 5: The unhealthy situation where the peacekeepers or crises managers try to salvage as much as possible.

Point 6: Reconciliation.

Reconciliation takes a long time and, as history suggests, only rarely occurs. We should bear in mind the following points when discussing reconciliation:

  • It may not happen;
  • time
  • justice and satisfaction;
  • memory;
  • anger;
  • fear;
  • the future.

Sources of Conflict

All conflicts have two sets of sources. The left side of the following column lists objective differences that are usually beyond our control, but are often the root of the conflict. The other side of the chart lists subjective elements of conflict, many of which involve emotions.

Objective

Subjective

Different Culture

Anger

Different Language

No serious discussion

Power Imbalance

Desire for control

Occupation

Greediness

International Community

Injustice

History

Hatred

Priorities

Assumptions

Values

Mistrust

Interests

Anger

Pressure

Fear

System and Status

Perception

 

Jealousy

 

Not Listening

 

Image of the Enemy

Examples of objective differences are history, culture and language, i.e., factors that cannot be changed. In addition, factors such as occupation become part of the structure in which the conflict operates, and thus are very difficult to change.

People also have objective differences in values, priorities and interests. For example, a vast amount of the population of the United States own hand guns; they have an interest in possessing these weapons; they feel they have the right to do so, and they value this right. On the other hand, children are killed every day by guns, and many people now have an interest in getting rid of these guns. As a statistic of comparison, there are currently 13,000 McDonalds Restaurants in the USA and 120,000 legal gun dealers. Americans, therefore, have a conflict of interest over the possession of guns.

Similarly, power imbalances produce conflicts, especially when they shift. One basic tenant of the field of international relations states that whenever one country gains power, the system becomes destabilized. With regard to the Palestinian-Israeli case, the fact that the Israelis are more powerful and much wealthier is very important from all perspectives. The fact that Arabs outnumber Israelis is also important, for Israelis view this as a kind of power imbalance. The objective sources of a conflict are usually not resolved until the end, when much pressure is applied.

Subjective elements of conflict often involve emotions. For example, injustice is often something personally felt and therefore listed under the subjective side. Historians tell us that when peoples' situations begin to improve they begin to realize how far behind they are, and one of the emotional responses to this is anger. Psychologists tell us that hatred and fear are actually variations on the same emotion. One can disagree with a certain person, without hating him or her unless there is also fear of him or her. These two emotions coincide most markedly when serious misperceptions result from the crossing of cultures and languages.

When Iraq invaded Kuwait just prior to the Gulf War, the American Ambassador met with Saddam Hussein and the rest of the leaders in an attempt to resolve the conflict, but the main problem was that neither of the two sides understood where the other was coming from. Both sides were motivated not so much by the desire to be the most powerful, but by the desire to not be the least powerful. What is jealousy other than my fear of what you have? Whether we are talking about a family dispute or an international dispute, a degree of jealousy and the desire for control lead to a lack of serious discussion, not just sitting down and talking. The Israelis and the Palestinians spend a lot of time talking, but I doubt that any real listening or real communication has occurred.

Another aspect of subjectivity is the image of the enemy. Psychologists tell us that the enemy is not simply someone with whom you have a dispute, but someone who invades your values. A person and I could disagree, but I make him my enemy. President Reagan, for example, called the Soviet Union "the focus of evil in the world", the Ayatollah of Iran called the USA "the Great Satan", and the USA called Saddam Hussein "the Second Hitler."

In making someone an enemy, we do the following:

  1. turn him/her into a stereotype, such as "the focus of evil in the world;"
  2. reach the conclusion that we are blameless and that he/she is responsible for the problem;
  3. wait for the other side to take the first step. If both sides are waiting for the other to take the first step, they end up in a cold war.

We all know that what keeps the Palestinian-Israeli conflict unsolved has much to do with the basic subjective values and assumptions listed above, which emerge as a root cause for almost every conflict, ranging from racism to organizational conflicts.

An important element in this is language or the way of expressing things. For example, instead of saying, "I hate you for what you've just said", it is far more constructive to say, "When you say…I feel…" By this method one takes responsibility for what he/she feels, which makes us open to the other person. Instead of thinking in terms of making concessions, it is better to reframe the problem.

Conflict & Conflict Resolution

When getting into a conflict one should follow the following steps:

  1. work to solve the problem;
  2. do not use violence of any form;
  3. do not treat the other as an enemy or use ill will;
  4. use good will.

Let us use the student-teacher relationship to illustrate this last point. It is very common for a student to come to a teacher. Of course, the teacher has other priorities and wants the student to get out of his office as soon as possible. Teachers should be very positive, and when in conflict with a student over a grade, for example, they should use good will and let the student know that they share the problem. The teacher should say to himself, "I am going to treat the student with dignity and respect. The student knows that I am giving the grade, and she or he knows that I can do nothing about the power imbalance. If I treat the student with good will and demonstrate willingness to re-address the problem together, attitudes on both sides will improve."

With regard to the Israeli-Palestinian case, it is important that you as Palestinians concern yourselves not only with your own future outcome, but also with the future of the Israelis as well, for their situation will affect you.

Mediators can sometimes be very helpful but their impact depends on the situation. In my research I reached the surprising conclusion that the role of third party mediators is pretty uncertain and that some conflicts are best resolved without mediation. George Mitchell, who took part in the Northern Ireland talks, for example, was very effective and his role was useful. Richard Holbrooke on the other hand, who was involved in the Bosnian Conflict, did not succeed. His main mistake probably was that he eliminated the Bosnian Serbs from the negotiations.

It is important to make initiatives and take action. Conflict participants have to see the benefits of resolution if they are to remain with the process, as do the communities they represent. Encouraging each participant to see the conflict from the point of view of the other is also helpful in understanding the issue from the various perspectives.

Sometimes certain details are more important to one side than the other and can be granted as concessions relatively painlessly. For example, if a student who has gotten three Ds on three papers gets a B on his last paper and thinks that he deserves a B-plus, I am more likely to give him that B-plus. The difference will not change his average grade, but will give him a sense of personal satisfaction.

The most interesting cases are the ones in which the stakes are high on both sides and where the outcome of each affects the other. It is these cases in which cooperation is most possible and aggression is most counterproductive. In a company, for instance, workers, managers and decision-makers all operate under a system called the ‘feedback process.’ Furthermore, the company as a whole operates in an environment that involves customers, suppliers and contractors, competitors and the community. Poor relations among any of these will detract from the success of the company, whereas good relations promote such success.

Let us summarize:

  1. Conflict in an interconnected world is inevitable and unavoidable, whether in people’s lives, or between countries or organizations.
  2. People do not usually approach conflict systematically.
  3. Conflict resolution may not accomplish lofty goals, but preventing the situation from deteriorating and improving the handling of the problem are both important accomplishments.
  4. Although each party seeks benefits, only those based in the long term will prove ultimately sustainable. In the Palestinian-Israeli conflict, both sides seek a long-term benefit that I call 'justice for both sides'.
  5. The only way to achieve this is through a different kind of process than that which we usually see in political life, whether the politics involves countries, businesses, hospitals or NGOs. A dialogue involves the process of sitting down, talking with people and reaching some kind of agreement and reconciliation.
  6. We have to view and address conflict at the following levels:
  • the cognitive level: the ways in which we view conflict often involve perceptions, misperceptions, stereotypes and misunderstandings, especially across cultural lines;
  • the behavioral level: this is often the easiest level on which to operate, as behavior can be easily addressed; and
  • the emotional level: the emotional side of a conflict often involves feelings such as fear, hatred, and anger.

7. Conflicts can always be addressed, but they are not always possible to completely reconcile or resolve. Books which attempt to provide guidelines for conflict resolution, may provide some ideas about resolving conflicts, but these do not always work.

Case Studies

Let us discuss some of the participants' conflicts as examples.

  • Case 1: Participant A works in a business-oriented organization and is in charge of marketing a certain product. Competitors imitated this product, and A tried to convince her boss that they should act in response. A presented the boss with a written alternative plan, but the boss ignored her. After a short period of time the company started to lose money, and although A’s boss tried to make a plan to salvage the situation, the damage had already been done. In addition, A was blamed for all that had happened.
  • Case 2: Participant B’s problem and conflict is Israel and encounters with Israelis through her work. She says: "we know our rights, we know what Israel does and we know that Palestine is and has historically been ours. We understand that there is another people living with us: we recognize that they exist and we accept the fact that they live with us, but they do not accept us."
  • Case 3: Participant C started recently working as a PR officer at a university, and attempted to impose new regulations requiring that each employee report to work on time. The workers rejected this change, as they were accustomed to coming in late. The general manager supported C, and after a period of time the employees began to accept the new regulations.

Communication is missing in each of these three cases, and out of communication, trust. There are times when learning facts is very important, but in these three cases missing information was not the critical factor. When speaking of trust one should bear in mind that trust is something that builds or deteriorates.

For example, if I tell you that I am Jewish, what assumptions do you make? Probably that I am here to influence you, that there is something wrong and suspicious going on; immediately there is mistrust.

What should we do then? We basically should seek to understand and to stop making assumptions and rather look at ourselves as a part of the problem and discuss it. While doing so, we should not give up what we truly believe but yet be constructive and seek solutions that relatively satisfy both parties – i.e., we should build trust.

One should always find common ground for constructive dialogue, as in any conflict all of the parties contribute to the problem. With regard to Participant B’s problem with Israel, one can agree with any of the facts listed in the paper but it fails to see Palestinians as part of the problem, which is solely attributed to the Israelis. Even if they are responsible for 90% of the problems, the Palestinians are responsible for the remaining 10%.

With regard to Participant A’s intra-company conflict, there are always things that we can do even if the manager is not responsible. We are realizing that hierarchy is not an ideal management structure, and we all know that a general manager is always very busy, but there are ways to move the issue up on his agenda. In my university department, for example, there are 25 full-time faculty and 25 part-time faculty so the head of our department is extremely busy. If I simply tell him something he will soon forget it but I know that he responds best to e-mail, so for important matters I send e-mail not to his account at work, but rather to his account at home.

Regarding case 1: how is the boss going to be approached?

As a general principle, for a dialogue to work one has to open up all the assumptions and make the hidden agendas public. Otherwise more mistrust is created (rather than more trust). The boss must be approached in the way that best allows him to respond positively, i.e., the setting must be found in which the boss is most comfortable, and then he must be made to pay attention in a friendly way. Remove all or as much of the threats to him as possible, for in fact he stands to lose as well. Offer alternatives in a way that is neither threatening nor pushy.

Any successful organization that deals well with its conflicts works best when based on effective relationships, where the manager assumes that his workers are doing a good job and the workers know that if there is a problem they should and can talk to the general manager about it. Because the manager does not have the time to talk to every employee and deal with every problem, working relationships must first be built. When discussing a problem assume that you are part of the problem yourself, and be sure to present it in a way that is not threatening to the other person. Remember that your boss is more powerful than you are.

Your objective is not only to find common ground or an alternative, but to understand the core of the problem. In this case, it may simply involve making your case loudly enough for him to hear. Communication is a two way process; the other person has to listen and you can facilitate this, even when the necessary dialogue is not pleasant. Remember also that you have the final option of leaving and taking another job. To state simply the alternatives; one can be loyal to his/her work, engage in dialogue or exit. All three options involve risk.

Dialogues are difficult. A dialogue is, as Yankelovich describes it, a discussion so energized that neither party leaves it in the same way they went in.

None of the conflicts mentioned above will be solved between now and the year 2003, but we can begin to improve the situation.

  • Case 4: Participant D, a head teacher, introduced embroidery to a curriculum. One of the pupils forgot to tell her parents about this new activity, and when the time came to collect the handwork this pupil had nothing to turn in. The head teacher and the embroidery teacher asked the pupil to bring in her project the following day, and told her that she could ask her mother for help if she was unable to finish on time. The following day the mother came to the office of the head teacher, and began shouting and calling her bad names. Finally, the head teacher had to tell the mother to get out of her office, and the mother wanted to complain to the area officer. (According to the head teacher relations with the parents of students are normally good).

To analyze this case, the first question is, who is involved? There is the head teacher, the embroidery teacher, the pupil, her family, and the area officer.

In this case knowledge does matter. The family has one set of information, the head teacher has another, and the two sets are incompatible. The best thing to do in such a situation is to let the mother yell and shout until she finishes; once she has grown tired of shouting she will be more willing to listen, at which point you can explain your side of the misunderstanding. The head teacher can tell the mother that she understands her anger, and then ask what she thinks they together can do about the situation. The first objective is to try to make sure that both parties are working with the same information. The next step is to engage in re-framing, since the head teacher’s position is to defend the teacher and the school and the mother's to defend her daughter. These positions are rather rigid, and both sides need to be able to view the situation from a different perspective.

Furthermore, the fact that the head teacher threw the mother out of her office means that she got angry as well. This is quite normal, for the situation was unpleasant and insulting. What, however, could she have done instead?

The resolution of this conflict involves two aspects: the first is learning how to prevent such conflicts form occurring in the future, and the second is how to repair the damaged relationship, since the parents, the student and the teachers will all have to continue working together.

Dealing with and Preventing Conflicts

The following points are helpful in dealing with tense and angry situations:

  1. Try to prevent the conflict from becoming personal. When the people in conflict hate each other and call each other names, they are each making personal attacks on the other and are not open to resolution. The first objective in this case is to separate the people from the problem.
  2. Move away from the specific positions being states, and phrase the question in a broader way. In the above case, for example, ask the mother what she really wants for her child. The underlying cause for the mother's distress may even be unrelated to embroidery; the family might be new to the village, for instance, and might be having a hard time fitting in. In this case the mother might reveal that her fundamental desire is for her daughter to be happy and to learn, at which point the teachers and parents together can discuss ideas and alternatives for achieving this mutual goal.
  3. Try to find ground for building trust in the relationship, or at least a sense of commonality. If the family is new to the village, for example, and you as the teacher are also from outside the village, then you might share some of the same feelings and frustrations, which can bring you closer together.
  4. If possible, tell the other side that you understand his/her point of view, but that you do not know what you can do about it at the moment. With regard to the case, for instance, ask the mother to come back that afternoon, or the next day, or whenever you think she will have calmed down. At the same time, make it very clear that you are taking her seriously.
  5. Listen deeply. Unfortunately, when the other party is speaking we all have a tendency to plan our response, rather than listen to what they have to say. You will be able to formulate a better response, however, if you take into consideration everything that the other side is presenting.
  6. Do not let rumors, assumptions or preconceptions cloud your perspective. In the above case, both the head teacher and the parent fostered assumptions about the other or about the school, and these need to be brought out into the open. This can be done by empathizing, putting yourself in the other person's shoes and asking yourself what motivates their behavior.
  7. Finally, one needs to establish closure, so that both sides can move beyond this conflict. The first thing to do in the sample case is to apologize and to take responsibility for one’s own actions. This should be done in such a way that the other side knows you are sincere, and you should not give up what you believe in. In your case, the apology could be phrased in this way: "I am really sorry that we ended up yelling at each other yesterday." You do not have to apologize face to face; you could call her and say "I am terribly sorry, this conflict should not have happened. The school still believes very firmly that your daughter should have done the embroidery on time, but next time we can find a better way of dealing with these differences. I am sorry that I lost my temper, now let us move forward."

After a conflict has been closed, one can engage in ‘Preventive Conflict Resolution’ to ensure that such conflicts do not reoccur in the future.

First, the following are some general principles and techniques to help initiate dialogue and prevent a conflict from becoming personal.

  1. When the two parties are not able to solve their conflict alone then they bring in a mediator, a facilitator or an arbitrator to assist them. This person has to be fair, and for this reason Americans are not the best mediators in the Middle East, being perceived as pro-Israeli. Even the mediator of a conflict is part of the process, and therefore has the potential to be part of the problem. Mediators must monitor their own behavior and think carefully about their actions.
  2. Any kind of relationship usually involves power, and all parties must be aware of whether they are using this power constructively or destructively.
  3. It is vital that conflict resolution processes consider the peripheral as well as the specific aspects of the conflict if the solution is to be lasting. Justice is particularly important, for an unjust resolution will only lead to more conflict. Divorce cases, for example, involve more than just the husband and wife - the children, the property and the settlement all must be taken into account.
  4. Communication is the key, without which a settlement cannot be reached.
  5. Neither side should expect the other to act in a trustworthy way during the negotiation.
  6. Good conflict resolution is not a process of compromise, but generates an outcome that should reasonably satisfy each party. It is important to reach a consensus, or at least a substantial overwhelming majority who agree to accept the resolution. This can be accomplished by building support over time through dialogue and discussion, and the result will be an integrated solution.
  7. The conflict does not have to be solved all at once, for often a step-by-step process is more productive.

If you as an individual uphold the following principles you increase the chances of reaching the best possible outcome, even if the other person in the conflict does not participate:

  • committing yourself to solving the conflict;
  • committing yourself to solving it in a non-violent way, both physically and emotionally;
  • not treating the other person as an enemy;
  • taking the initiative.